Certification in Regulatory Compliance (Insurance)

Certification in Regulatory Compliance (Insurance) is a specialized programme focused on introductory and understanding regarding governance, risk and compliance. The programme covers a diverse range of subjects such as understanding the regulatory environment, international regulation, compliance in practice and financial crime prevention, insurance, financial and operational risk management and managing the risk of money laundering and terrorist financing.

Recommended For

  • New graduates from any discipline
  • Those wanting to build a career in compliance in the fields of Insurance or other financial services
  • Staff involved in risk functions and internal or external audit
  • Anyone with less than 3 years of experience in compliance or anti-money laundering (AML)

Enrolment Requirements

  • SPM or ‘O’ Level
  • Have the ability to complete the reading and written aspects of the programme in English
  • A desire to build a career in compliance in the field of insurance

Learning Format

  • Instructor-Led Online Class

Learning Outcomes

  • Develop a thorough understanding of both risk and compliance
  • Able to determine the importance of the regulatory framework
  • Gain insights into international regulations impacting the insurance sector, enabling comprehension of global compliance standards and their implications
  • Learn to streamline compliance processes and procedures to enhance operational efficiency while ensuring adherence to regulatory requirements
  • Enhance professional competencies in regulatory compliance, preparing individuals for roles that require specialized knowledge in insurance-related governance, risk, and compliance

Certification in Regulatory Compliance (Insurance)

Programme Structure
Additional Information

For Inquiries


+603 2712 8882

Programme Structure

Course level : Certification program

Course Duration : 70 hours

Assessment Structure : 3 x written assignment (2,500 – 3,000 words)

Exam Duration : 1.5 hours

Exam Mode : Computer Based Examination (CBE)

Passing Mark :

 Band Marks
Distinction 70% & above
Merit 60% – 69%
Pass 50% – 59%
Marginal Fail 40% – 49%
Fail 39% and below


 Subjects  Outline
Unit 1 Understanding the regulatory environment
 Unit 2 International regulation
 Unit 3 Compliance in practice
 Unit 4 Insurance, financial and operational risk management
 Unit 5 Managing the risk of money laundering and terrorist financing
 Unit 6 Financial crime prevention
 Unit 7 How corporate governance can enhance your firm’s performance
 Unit 8 How to design and build world-class GRC systems and controls
 Unit 9 Managing the risks of financial crime in insurance





Course fee: 6,360 MYR (inclusive 6% SST)

Additional Information

Designation Award – Additional Information

  • Certification in Regulatory Compliance by ICA and MII
  • ICA International Advanced Certificate in Compliance awarded in association with Alliance Manchester Business School, The University of Manchester


Class Details 

  • Registration Closing Date: 26 February 2024
  • Access to the ICTA Learning Platform: 04 March 2024


Part Date
Workshop 1 (Day 1) 11 March 2024
Workshop 1 (Day 2) 12 March 2024
Workshop 1 (Day 3) 13 March 2024
Workshop 1 (Day 4) 14 March 2024
Workshop 2 (Day 1) 10 June 2024
Workshop 2 (Day 2) 11 June 2024
Workshop 2 (Day 2) 12 June 2024
Workshop 2 (Day 2) 13 June 2024


  • Assignment 1 submission: 15 April 2024
  • Assignment 2 submission: 15 July 2024
  • Assignment 3 submission: 9 September 2024